Securities and Advisory Services offered through SII Investments, Inc., Member FINRA, SIPC and a Registered Investment Advisor.  Advisory Services also offered through Lighthouse Financial Advisors, Inc., a Registered Investment Advisor.  SII does not provide tax advice & Lighthouse Financial Tax Service & Lighthouse Financial Advisors, Inc. & SII Investments, Inc. are separate companies.

IMPORTANT CONSUMER INFORMATION

This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:

Ø      Representatives of a Registered Broker-Dealer (“BD”) or Registered Investment Advisor (“IA”) may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state’s registration requirements.

Ø      Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.

We are registered to offer securities in the following states: CO, DC, DE, FL, IL, MA, MD, ME, NC, NE, NH, NJ, NY, PA, SC, TX, VA, WV